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Richmor Flight Instructor's Section


DEPARTMENT OF TRANSPORTATION
FEDERAL AVIATION ADMINISTRATION
NEW YORK
1515 STEWART AVE
WESTBURY NY 11590

ISSUED: June 14, 2004

EFFECTIVE: July 1, 2004

NEW YORK TRACON LETTER TO AIRMEN SUBJECT:
Climb and Descent Performance and Transponder Usage

CANCELLATION: June 30, 2006

Recently, there have been several incidents where less than standard separation between aircraft occurred as a result of an aircraft's non-standard climb/descent rate performance, non-activation of transponder equipment or incorrect beacon code selected on departure. Particularly within New York Approach Control airspace, where there exists a continuous high volume of traffic in complex airspace, it is essential that information concerning aircraft performance is clearly communicated and those procedures for the operation of transponder equipment be closely followed. In an effort to eliminate similar events, this Letter To Airmen serves as a reminder to the aviation community of Aeronautical Information Manual (AIM) related paragraphs, which are used as a basis to separate aircraft by air traffic control personnel.

When operating in New York Approach Control airspace:

1. Advise the controller if you plan to climb or descend at other than the expected rate (see Attachment #1).

2. Ensure that the correct assigned beacon code is selected and that the transponder is "ON/ALT" and operating normally (see Attachment #2).

Please address comments regarding this LTA to the New York TRACON Quality Assurance Office at (516) 683-2944.

Jeffrey D. Clarke
Acting Air Traffic Manager
New York TRACON

Attachment #1

The Aeronautical Information Manual (AIM) states:
IFR Separation Standards ATC effects separation of aircraft vertically by assigning different altitudes...

4-4-9. Adherence to Clearance
a. When ATC issues a clearance or instruction, pilots are expected to execute its provisions upon receipt.
d. When ATC has not used the term "AT PILOT'S DISCRETION" nor imposed any climb or descent restrictions, pilots should initiate climb or descent promptly on acknowledgement of the clearance. Descend or climb at an optimum rate consistent with the operating characteristics of the aircraft to 1,000 feet above or below the assigned altitude, and then attempt to descend or climb at a rate of between 500 and 1,500 fpm until the assigned altitude is reached. If at anytime the pilot is unable to climb or descend at a rate of at least 500 feet a minute, advise ATC. If it is necessary to level off at an intermediate altitude during climb or descent, advise ATC, except when leveling off at 10,000 feet MSL on descent, or 2,500 feet above airport elevation (prior to entering a Class B, Class C, or Class D surface area), when required for speed reduction.

REFERENCE - Section 91.117. NOTE - Leveling off at 10,000 feet MSL on descent or 2,500 feet above airport elevation (prior to entering a Class B, Class C, or Class D surface area) to comply with 14 CFR Section 91 airspeed restrictions is commonplace. Controllers anticipate this action and plan accordingly. Leveling off at any other time on climb or descent may seriously affect air traffic handling by ATC. Consequently, it is imperative that pilots make every effort to fulfill the above expected actions to aid ATC in safely handling and expediting traffic.

EXAMPLE - "United Four Seventeen, descend and maintain six thousand." NOTE - The pilot is expected to commence descent upon receipt of the clearance and to descend at the suggested rates until reaching the assigned altitude of 6,000 feet.

Attachment #2

The Aeronautical Information Manual (AIM) states:
4-1-19. Transponder Operation
a. General
1. Pilots should be aware that proper application of transponder operating procedures will provide both VFR and IFR aircraft with a higher degree of safety in the environment where high-speed closure rates are possible. Transponders substantially increase the capability of radar to see an aircraft and the Mode C feature enables the controller to quickly determine where potential traffic conflicts may exist. Even VFR pilots who are not in contact with ATC will be afforded greater protection from IFR aircraft and VFR aircraft that are receiving traffic advisories. Nevertheless, pilots should never relax their visual scanning vigilance for other aircraft.
3. Civil and military transponders should be adjusted to the "on" or normal operating position as late as practicable prior to takeoff and to "off or "standby" as soon as practicable after completing landing roll, unless the change to "standby" has been accomplished previously at the request of ATC.


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